by OnBord | Advisor Advice
For broker-dealers and RIA member firms in the securities industry, navigating compliance with electronic books and records rules and federal securities laws requires meticulous attention to detail – a point starkly illustrated by the SEC’s September 2024...
by OnBord | Advisor Advice
Running a wealth management firm today means balancing growth with compliance. As M&A activity continues and advisor transitions accelerate, your digital onboarding systems must maintain compliance with FINRA Books and Records Retention Requirements and federal...
by OnBord | Advisor Advice
Financial advisor transition software has become crucial for registered investment advisor (RIA) firms seeking to attract top talent. With M&A activity continuing to rise and no signs of slowing down, having the right transition tools can determine whether...
by OnBord | Client Experience
Transferring accounts in the client onboarding process between financial institutions can be a cumbersome process, especially when relying on manual documentation. A digital onboarding process can streamline this experience, reducing errors in data collection,...
by OnBord | Advisor Advice
Financial advisors are transitioning between firms more frequently as mergers and acquisitions (M&A) activity has been hot over the past few years. And given the average age of financial advisors is around 60, ownership of many practices will be changing in...
by Hanlon Creative | Awards
In a remarkable achievement, OnBord has been selected for inclusion in the highly respected, sixth annual WealthTech 100 list for 2024. This prestigious recognition highlights OnBord’s position as a trailblazer in the wealth management industry, offering...
by John Bernardo | Advisor Advice
OnBord is seeking a dynamic President with an exceptional track record of transformational leadership and the ability to leverage the company’s assets, market position, and existing relationships to drive continued growth. He / She will bring visionary leadership in...
by OnBord | Advisor Advice
For registered investment advisors (RIAs), client onboarding is a crucial part of the job. With client assets at stake, firms must get the process right to protect their revenue. Unless an RIA has a solid client onboarding process in place, they run the risk of losing...
by OnBord | Client Experience
Want to add value to your financial services firm while supporting your goals for long-term growth? Focus on providing a better client experience! A good client experience adds value to your firm; clients are more likely to have strong client loyalty and be more...
by OnBord | Client Experience
As a financial advisor, one of the most important things you can do is create an engaging client onboarding experience. Your onboarding process sets the tone for your relationship with clients and can make or break whether they stay with you. Here are three tips to...
